Regulation

Asset Managers

European parliament in favour of year-long MiFID II delay

Set for January 2018 introduction

clock 26 November 2015 • 2 min read

Regulation

Gosling's Grouse: What have we learnt in decade since Dynamic Planner launch?

The year 2005 seems like a lifetime ago instead of ten years. We were in the aftermath of the dotcom crisis and had lost a generation of investors who had been sucked in by the supposedly high returns with little risk offered from investing in technology...

clock 24 November 2015 • 2 min read

Financial services

Brexit will make 'little difference' to volume of financial regulation

Out campaigners living in 'cloud cuckoo land'

clock 23 November 2015 •

Regulation

HBOS report damns FSA for being 'too trusting'

Damning verdict on regulator

clock 19 November 2015 • 2 min read

Asset Managers

FCA prepares to kick off asset manager competition probe

Final report by early 2017

clock 18 November 2015 • 3 min read

Financial services

FCA fines and bans ex-Aviva Investors analyst for 'cherry picking'

Fined for exploiting weaknesses in trading systems

clock 17 November 2015 • 2 min read

Regulation

FCA chairman: MiFID II delay would give more realistic timeframe

FCA chairman John Griffith-Jones has said a delay to MiFID II implementation is "not ideal" but a year-long reprieve would provide a more achievable timeframe for firms.

clock 16 November 2015 • 1 min read

Regulation

FCA wants to extend commission ban to P2P investing

Ensure consumer protection

clock 12 November 2015 • 2 min read

Regulation

IA welcomes cost disclosure as EU unveils KID proposals

Will come into force 31 December 2016 if approved

clock 12 November 2015 •

Regulation

Gosling's Grouse: How can advisers satisfy 'moral debt' with clients?

Much is made within the industry about 'profitable' and 'unprofitable' clients, but outside the financial services bubble it can sound a bit crass or uncaring.

clock 08 November 2015 •
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