Regulation

Asset Managers

Schroders and M&G will not exit Investment Association

Extended membership for six months

clock 23 December 2015 • 1 min read

Regulation

ESMA targets investment firms with MiFID II cross-selling guidance

Must identify risks and costs of bundled products

clock 22 December 2015 •

Financial services

European Commission reverses stance on MiFID II unbundling rules

Grants reporting immunity to fund managers

clock 15 December 2015 •

Regulation

Threadneedle fined £6m by FCA for fixed income failings

Fund manager allowed to make unauthorised $150m trade

clock 15 December 2015 • 2 min read

Regulation

Gosling's Grouse: Why does the advice industry look to rules to replace values?

Ever since the dotcom crisis at the turn of the century, regulators have struggled with getting the right 'culture' into the industry, writes Lawrence Gosling.

clock 14 December 2015 • 2 min read

Economics

FRC to reveal asset managers' stewardship failings

300 firms at risk

clock 14 December 2015 •

Asset Managers

IA delays Statement of Principles on industry pressure

Drops list of signatories

clock 11 December 2015 • 2 min read

Asset Managers

L&G abolishes quarterly reporting from 2016

Follows calls from Schroders

clock 11 December 2015 • 1 min read

Regulation

The threats and opportunities for asset managers over the next five years

Impact of digital technology and price pressures

clock 09 December 2015 • 5 min read

Wealth managers

FCA finds 60% of wealth managers' portfolios close to unsuitable

'Substantial' improvements needed

clock 09 December 2015 • 2 min read
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