Regulation

Regulation

FCA bans adviser brothers convicted of £17m fraud

'Elaborate breach of trust'

clock 14 November 2018 • 1 min read

Wealth managers

Meet the Investment Influencers: John Husselbee

Our interview series continues

clock 12 November 2018 • 2 min read

Asset Managers

Carmignac Gestion investigated for tax fraud

Payments made to executives via Luxembourg subsidiary

clock 08 November 2018 • 1 min read

Regulation

MiFID II liquidity drought deepens as research coverage continues to fall

Mid-cap AIM stocks hardest hit

clock 07 November 2018 • 2 min read

Asset Managers

Concentration of assets run by top managers hits record level as firms are warned about shift away from 'traditional models'

Top 500 firms' assets reach $93.8trn

clock 06 November 2018 • 3 min read

Asset Managers

IA calls for regulatory intervention to increase transparency in fixed income markets

In efforts to provide greater transparency

clock 06 November 2018 • 1 min read

Regulation

UK and Switzerland eye post-Brexit fund co-operation 'opportunities'

Meeting in Zurich

clock 05 November 2018 • 2 min read

Regulation

Treasury Select Committee plots post-Brexit financial regulation inquiry as FCA plans rulebook rewrite

Financial services deal unclear

clock 05 November 2018 • 4 min read

Asset Managers

FCA eyes machine learning in a bid to become a 'robo-regulator'

Technological advancements could eliminate transaction costs

clock 31 October 2018 • 2 min read

Financial services

UK regulators reveal 'comprehensive' crypto regulation plans

Sale of crypto-referencing derivatives could be banned

clock 31 October 2018 • 3 min read
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