Financial services

As the FSA investigation into split caps disappears up its own investment fundamentals, the Chairman reminisces

Small retail firms have again been the target of FSA criticism, with the regulator warning firms tha...

David Bruce has agreed to resign from his post as CEO at BC Asset Management as a result of a long-r...

Aifa has accused the FSA of unfairly singling out IFAs in its with-profits research. Chris Cummi...

Some advisers are not providing sufficient ongoing advice for with-profits policyholders, according ...

The FSA has fined Charterhouse Consulting Wealth Management Limited £122,500 for carrying out discre...

Passing up the chance to make a few jokes about his cleanliness makes the chairman a tad suspicious

The FSA has found no evidence of widespread mis-selling after an investigation into contracting out ...

BNP Paribas Private Bank has been fined £350,000 for weaknesses in its systems and controls which al...

The FSA has found no evidence of widespread mis-selling, following an investigation into the sales o...