Financial services
Investment
The FSA has started accepting applications from mortgage intermediaries and lenders seeking authoris...
26 January 2004
•
Investment
Continuing discussions between EU member states on the exact details of the simplified prospectus, ...
26 January 2004
•
Financial services
Consumers who have had their complaints rejected by the FSA's review into pensions or FSAVC mis-sell...
26 January 2004
•
Investment
Intermediaries need to start planning now for the Government's proposed alterations to the pensions tax regime otherwise they might be overwhelmed by the changes and end up giving clients wrong advice
26 January 2004
•
Investment
The FSA has published a professional indemnity insurance (PI) guide for intermediaries, detailing ho...
26 January 2004
•
UK
Following the Chase de Vere fine by the FSA, IFAs are having to be more cautious with their promotional material to ensure it is fair and balanced
26 January 2004
•
Equities
The FSA will not publish a generic response to the answers provided by intermediaries in late Decemb...
12 January 2004
•
Equities
The FSA has invited leading fund groups to come in and discuss the best ways to counter market timin...
12 January 2004
•
