Financial services

The FSA is continuing to receive criticism from industry bodies, with Aifa calling for the regulator...

The ABI has criticised the FSA's decision to retain the RU64 rule, announced yesterday. Stephen ...

The FSA is to keep the RU64 rule, which requires an adviser to explain to a customer in writing why ...

While the introduction of Sipp regulation may improve sales information, access to redress and compensation, the legislative burdens will drive some providers out of this market

The FSA has fined Surrey-based Regency Investment Services £14,000 for not obtaining enough informat...

Investors are entitled to up to 90% of the excess assets in a with-profits fund, but as the value of these tends to be uncertain some prefer to opt for an upfront set payment

The FSA has fined Bristol-based Trigon Pensions £10,500 for failing to monitor advisers at its appoi...

The AIC's recent comments on changes to listing rules certainly created interesting headlines, refer...

Rule changes allowing offshore companies an easy route to a London listing cause industry outcry

searching for the dull stocks that shine "Do you think the FSA is for real?" I asked the chairman o...