regulation

Sapia Partners avoids FCA penalty with £19.6m WealthTek payment

Regulation

Sapia Partners avoids FCA penalty with £19.6m WealthTek payment

Exposed clients to ‘unacceptable risk’

clock 23 April 2026 • 1 min read
FCA: Consolidation has not reduced access to advice

Regulation

FCA: Consolidation has not reduced access to advice

Advice sector stable but room for growth

clock 23 April 2026 • 2 min read
Average adviser age falls to late 40s

Regulation

Average adviser age falls to late 40s

FCA’s 2025 Adviser Survey also finds number of advice firms decreased

clock 23 April 2026 • 2 min read
FCA and PRA streamline and simplify senior managers regime

Regulation

FCA and PRA streamline and simplify senior managers regime

Consultation on wider changes

clock 22 April 2026 • 2 min read
CFA Institute calls for greater clarity from FCA's AI approach

Regulation

CFA Institute calls for greater clarity from FCA's AI approach

'Substance over form'

clock 22 April 2026 • 1 min read
FCA finalises clearer short selling legislation to cut administrative burden

Regulation

FCA finalises clearer short selling legislation to cut administrative burden

'Smarter regulation in action'

clock 16 April 2026 • 1 min read
FCA seeks additional industry input on UK's crypto regime ahead of regulation

Regulation

FCA seeks additional industry input on UK's crypto regime ahead of regulation

Regulation set for October 2027

clock 15 April 2026 • 1 min read
Risk Warning Review plans aim to address 'negative framing' of investing

Investment

Risk Warning Review plans aim to address 'negative framing' of investing

Lowest investment rate in G7

clock 09 April 2026 • 2 min read
FCA: Minority shareholders in investment trusts to gain greater protection

Investment Trusts

FCA: Minority shareholders in investment trusts to gain greater protection

Conflict of interest issues

clock 30 March 2026 • 2 min read
Four in ten Article 9 funds would fail 'Sustainable' criteria under SFDR 2.0

Regulation

Four in ten Article 9 funds would fail 'Sustainable' criteria under SFDR 2.0

Research from Clarity AI

clock 19 March 2026 • 2 min read
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