Regulation
FCA rethinks 'duty of care' proposals after mixed response
Follows 2018 discussion paper
Coutts tops FCA pension advice complaints
Cofunds sees high uphold rate
FCA sets out five priorities for 2019/20; plans new MiFID prudential regime
Brexit remains key priority
FundCalibre's McDermott: Embracing an artificial reality
How AI can help – not hinder – investment processes
FCA issues second warning about 'seriousness' of misleading advertisements
'Dear CEO' letter published yesterday
UK fund board overhaul rules must be stricter to achieve 'substantial change'
Six months before deadline
FCA's supervision of London Capital & Finance to be investigated
'Broad and comprehensive remit'
FCA devotes more than 300,000 man-hours to Brexit
UK missed today's Brexit 'deadline'
Update: FCA confirms retail ban on 'gambling product' binary options
CFD decision expected soon
Fitch hit with record ESMA fine for conflict of interest breach
Took place between 2013 and 2018
Bitcoin versus the FCA
How can the regulator and cryptocurrency see eye to eye?
How can investment firms prepare for Brexit?
Futureproofing ahead of 29 March deadline
Calls for FCA to take charge on SMCR harassment rules
Guidance on dealing with misconduct ahead of regulation launch
'Ensuring healthy competition in the sector': Industry welcomes FCA's Platform Market study
Consultation paper published today
FCA proposes 'in specie' transfers and unit class conversions to improve platform switching
Proposed changes to effect from 31 July 2020
FCA weighs platform exit fee ban
Follows Investment Platforms Market Study
What will the new SMCR extension mean for fund managers?
Firms must start planning for new regime
MiFID II costs blamed for profit fall at Aviva Investors as redemptions hit £7bn
AUM declines by £20bn
African Land UCIS director jailed for hiding assets
Six months for contempt of court
Best and worst-performing funds over ten years of QE
A decade of fiscal stimulus
Former Which? director joins FCA board
Other non-execs see terms extended
2019 to be a "transformative" year
One year on from MiFID II
Almost 500 investors in unauthorised collective investment schemes could be due payout - FCA
Returning funds to eligible investors
Unregulated firm bills itself as FCA investment business
'Returns of 11.4%'
