regulation

The term 'inducement' is being used as a substitute for the word 'bribe', and yet it seems unthinkable any adviser places business purely as a 'thank you' for a day at the cricket, writes Lawrence Gosling.

Simon Currie, private investment funds partner at global law firm Morgan Lewis, examines how 'third country regimes' work and the implications for asset managers if an independent UK was allowed access to the EU single market.

Follows HBOS failures

Will support fund buyers with new regulatory requirements

Amir Hakim, head of wealth solutions at JHC, argues wealth managers need to look at suitability checks as an obligation to their clients, rather than leaving the process to the regulator.

Shakespeare Martineau shares positive view

There are some long-standing practices in the asset management industry which are clearly ripe for review. However, removing past performance data from key funds documents appears a dangerous step and one likely to create worse outcomes for consumers....

Worried about not including past performance data

Alliance Trust Lord Smith of Kelvin also honoured

APFA called for redistribution of fines to cover compensation cost