regulation

Regulation

FCA to bolster Senior Managers Regime with new accountability requirements

Introduced in March

clock 28 September 2016 • 2 min read

Wealth managers

Fidelity's Clougherty: Why tough regulation is a balancing act but regulator must support active management

Group records best ever Q2

clock 27 September 2016 • 6 min read

Asset Managers

23 EU member states back one-year delay to PRIIPs implementation

Allow time for clarifications

clock 20 September 2016 • 2 min read

Regulation

PRIIPs December deadline: Impossible to meet following European turmoil?

Three options

clock 19 September 2016 • 6 min read

Regulation

Industry urges delay to PRIIPs deadline following European Parliament rejection

Providers could require more time

clock 19 September 2016 • 3 min read

Regulation

Gosling's Grouse: A fund fee cap too far?

The Financial Conduct Authority (FCA) is understood to be moving away from the idea of putting a cap on fund charges as part of its wider review into competition within the asset management sector.

clock 19 September 2016 • 2 min read

Regulation

Industry fights for urgent changes to KIDs charging rules as PRIIPs redraft looms

Successful motion passed in EU last week

clock 05 September 2016 • 3 min read

Asset Managers

Update: European Parliament overwhelmingly backs last minute rejection of PRIIPs KID standards

Concerns over projection of future performance

clock 31 August 2016 • 3 min read

Financial services

City pushes for Swiss-style trade deal with EU

Seeking bilateral agreement

clock 19 August 2016 • 2 min read

UK

How concerned should investors be about conduct risk in the search for alpha?

Guy Wilkes, financial services regulatory and enforcement partner at global law firm Mayer Brown, explores the notion of conduct risk and if concentrated funds face different challenges from those of more diverse funds.

clock 04 August 2016 • 3 min read
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