regulation

Regulation

Fines jump 271% as UK watchdogs get tough on financial crime

Regulators issue further prison sentences

clock 30 November 2015 • 2 min read

Financial services

Brexit will make 'little difference' to volume of financial regulation

Out campaigners living in 'cloud cuckoo land'

clock 23 November 2015 •

Regulation

HBOS report damns FSA for being 'too trusting'

Damning verdict on regulator

clock 19 November 2015 • 2 min read

Funds

Contrarian: Why transparency is not the answer to all our problems

The industry needs to agree a proper measure of value added by managers in the investment process, writes David Stevenson.

clock 18 November 2015 • 3 min read

Asset Managers

FCA prepares to kick off asset manager competition probe

Final report by early 2017

clock 18 November 2015 • 3 min read

Regulation

FCA chairman: MiFID II delay would give more realistic timeframe

FCA chairman John Griffith-Jones has said a delay to MiFID II implementation is "not ideal" but a year-long reprieve would provide a more achievable timeframe for firms.

clock 16 November 2015 • 1 min read

Regulation

Godfrey: I see no problem with backing both consumer and industry

Ousted IA chief plans investment management role

clock 13 November 2015 • 2 min read

Regulation

EU poised to push MiFID II back to 2018

Follows complaints over 'unfeasible' deadline

clock 10 November 2015 • 3 min read

Financial services

Santander makes £43m provision for investment advice claims

Follows fines for advice failings

clock 29 October 2015 •

Regulation

MiFID II to signal inducements endgame for UK asset managers

Most vigilant stance possible

clock 27 October 2015 • 2 min read
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