regulation

Financial services

SEC to probe rapid growth of ETF industry

Accounts for 30% of all US shares traded

clock 21 October 2016 • 1 min read

Regulation

Looking backwards or forwards? How performance data issues derailed PRIIPs regulation

Tim Mortimer, managing director at Future Value Consultants, explains how the requirement for asset managers to display future performance simulations on their fund literature under PRIIPs regulations has created problems.

clock 10 October 2016 • 8 min read

Regulation

Govt to merge financial guidance bodies into one

Diverted from two-body plan

clock 10 October 2016 • 3 min read

Regulation

Hargreaves Lansdown CEO: Asset managers should pay all costs of running funds

Need for more regulation

clock 07 October 2016 • 1 min read

Asset Managers

FCA proposes full transparency for asset managers on pension scheme transaction costs

Will have to provide cost breakdown

clock 05 October 2016 • 3 min read

Regulation

AIC advises 'layered' approach to fund regulation in post-Brexit UK

Regulation tailored to the UK specifically

clock 04 October 2016 • 2 min read

Regulation

European Commission to investigate fund fees and performance

Could lead to new regulation

clock 03 October 2016 • 2 min read

Regulation

MiFID II prep to cost firms £1.6bn, says report

Surveyed investment banks and asset managers

clock 29 September 2016 • 2 min read

Regulation

FCA sharpens focus on adviser hospitality

Found 'excessive' use of non-monetary benefits

clock 29 September 2016 • 2 min read

Regulation

FCA to force advisers to record phone calls under tighter MiFID II rules

Third consultation paper

clock 29 September 2016 • 2 min read
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