regulation

Business roles

FCA sounds out Swiss regulatory head to replace Wheatley

The Financial Conduct Authority (FCA) has approached the head of the Swiss financial regulator about the possibility of succeeding Martin Wheatley as CEO, according to a report.

clock 17 December 2015 • 1 min read

Wealth Management

Why suitability is the 'problem which refuses to die'

Wealth managers struggling with FCA guidance

clock 16 December 2015 • 2 min read

Regulation

Threadneedle fined £6m by FCA for fixed income failings

Fund manager allowed to make unauthorised $150m trade

clock 15 December 2015 • 2 min read

Europe

Why MiFID II could boost ETF uptake among UK wealth managers

Enforced disclosure of OTC trades

clock 15 December 2015 •

Fund managers

IA unveils restructure in wake of membership turbulence

Three core divisions

clock 14 December 2015 •

Economics

FRC to reveal asset managers' stewardship failings

300 firms at risk

clock 14 December 2015 •

Regulation

The threats and opportunities for asset managers over the next five years

Impact of digital technology and price pressures

clock 09 December 2015 • 5 min read

Regulation

IA shuts regulatory affairs unit after members depart

Loss of funds leads to closure

clock 07 December 2015 • 1 min read

Global

How transparency is reshaping the asset management industry and rebuilding investor relationships

Imagine going to buy bread from a baker who promises to try his best to bake a good loaf, but cannot promise the outcome, nor tell you how much it will cost. Chances are his bakery will not survive long. Yet, the nature of fund management means an investor...

clock 04 December 2015 • 4 min read

Wealth Management

Start of platform consolidation likely: Deloitte

Only a handful able to achieve profitability

clock 30 November 2015 • 2 min read
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