regulation

Regulation

MiFID II prep to cost firms £1.6bn, says report

Surveyed investment banks and asset managers

clock 29 September 2016 • 2 min read

Regulation

FCA sharpens focus on adviser hospitality

Found 'excessive' use of non-monetary benefits

clock 29 September 2016 • 2 min read

Regulation

FCA to force advisers to record phone calls under tighter MiFID II rules

Third consultation paper

clock 29 September 2016 • 2 min read

Regulation

FCA to bolster Senior Managers Regime with new accountability requirements

Introduced in March

clock 28 September 2016 • 2 min read

Wealth managers

Fidelity's Clougherty: Why tough regulation is a balancing act but regulator must support active management

Group records best ever Q2

clock 27 September 2016 • 6 min read

Asset Managers

23 EU member states back one-year delay to PRIIPs implementation

Allow time for clarifications

clock 20 September 2016 • 2 min read

Regulation

PRIIPs December deadline: Impossible to meet following European turmoil?

Three options

clock 19 September 2016 • 6 min read

Regulation

Industry urges delay to PRIIPs deadline following European Parliament rejection

Providers could require more time

clock 19 September 2016 • 3 min read

Regulation

Gosling's Grouse: A fund fee cap too far?

The Financial Conduct Authority (FCA) is understood to be moving away from the idea of putting a cap on fund charges as part of its wider review into competition within the asset management sector.

clock 19 September 2016 • 2 min read

Regulation

Industry fights for urgent changes to KIDs charging rules as PRIIPs redraft looms

Successful motion passed in EU last week

clock 05 September 2016 • 3 min read
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