David Bruce has agreed to resign from his post as CEO at BC Asset Management as a result of a long-r...
Aifa has accused the FSA of unfairly singling out IFAs in its with-profits research. Chris Cummi...
Some advisers are not providing sufficient ongoing advice for with-profits policyholders, according ...
The FSA has fined Charterhouse Consulting Wealth Management Limited £122,500 for carrying out discre...
BNP Paribas Private Bank has been fined £350,000 for weaknesses in its systems and controls which al...
The FSA has found no evidence of widespread mis-selling, following an investigation into the sales o...
The FSA is threatening tough action to firms who fail to commit to the Treating Customers Fairly pri...
Sesame Limited has been fined £330,000 by the FSA for not handling complaints concerning Structured ...
The FSA is leaning towards adopt a single listing regime for all UK and overseas closed-ended invest...
In an interesting twist on locking the stable door after the horse has bolted, the Financial Service...