Financial Conduct Authority

Wealth managers

Square Mile's Romer-Lee: The industry needs to ensure there is integrity at every turn

Responds to FCA study

clock 15 March 2017 • 7 min read

Wealth managers

AXA IM's Bailey: We have been asked many times about our commitment to the UK and we have always been very clear we are 'all in'

'Improving communication and services is a great way for an asset manager to distinguish itself'

clock 08 March 2017 • 7 min read

Regulation

Aberdeen AM's Gilbert: Industry consensus needed on final 'all-in' fee proposal

Response to FCA Asset Management Market Study

clock 23 February 2017 • 3 min read

Funds

HSBC duo: We are in the foothills of an industry step-change for active managers

Want to partner advisers on robo-advice

clock 22 February 2017 • 6 min read

Regulation

Editor's view: Why bond liquidity risk should still be top of investors' due diligence list

FCA published latest paper last week

clock 09 February 2017 • 2 min read

Property

FCA opens discussion on further 'regulatory intervention' for open-ended funds investing in illiquid assets

Follows last year's property fund suspensions

clock 07 February 2017 • 7 min read

Financial services

Deutsche Bank hit with $630m fine by UK and US regulators for anti-money laundering failings

US regulator fined the bank $425m

clock 31 January 2017 • 2 min read

Regulation

Former pensions minister Webb and Schroders' Nicoll recognised in New Year's Honours

Knighthood for Webb

clock 02 January 2017 • 1 min read

Regulation

FCA's crackdown on use of CFDs in retail market

Lack of understanding can lead to 'large, rapid' losses

clock 06 December 2016 • 3 min read

Property

Bank of England warned by FCA of property fund outflow risks

Advance warning of suspensions

clock 13 July 2016 • 1 min read
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