Financial Conduct Authority
Investment
The FCA will again shine the spotlight on the investment industry this year: here Investment Week highlights the key issues flagged by the regulator in today's Risk Outlook 2014.
31 March 2014
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Investment
The Financial Conduct Authority (FCA) has won its battle against two unauthorised investment schemes after the High Court ruled they were to be classed as collectives and therefore must be regulated.
17 February 2014
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Wealth managers
Staff have been quitting the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) at nearly twice the rate seen prior to the move to split the regulator in to two bodies, reports have claimed.
12 November 2013
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1 min read
Wealth managers
The Financial Conduct Authority (FCA) has fined a US-based oil trader £600,000 for market manipulation.
22 July 2013
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