Financial Conduct Authority

Regulators issue further prison sentences

JJFS did not take reasonable care

FCA to explore flexibilities

The Upper Tribunal has upheld a Financial Conduct Authority decision to fine a fund manager £89,000 for not doing more to prevent a client from committing market abuse.

The fund management industry is "ripe for investigation" regarding pay packages, according to the Institute of Directors (IoD).

Dr Nicholas Motson (pictured), a lecturer in finance at the Cass Business School, has called for greater disclosure of fund holdings in order to allow researchers to calculate retail funds' "active share".

Wealth management firms say they are being "crippled" by suitability requirements as the Financial Conduct Authority (FCA) increases its scrutiny of the sector.

How will FCA restructure impact boutiques?

The Financial Services Consumer Panel has said the Financial Conduct Authority (FCA) should consider making fund groups overhaul charging structures in a "radical" change to standard industry practice.

CoCos off the menu