FCA

Platforms

Nucleus' Neilson: Time to boost adviser due diligence on DFMs

Follows FCA due diligence report

clock 07 March 2016 • 1 min read

Regulation

Comment: Who is judging the judges on fund selection and ratings?

The implementation of the RDR was intended to stamp-out bias in the area of investment advice.

clock 07 March 2016 • 5 min read

Regulation

FCA refers six firms to enforcement over exit charges

Further work planned following closed book review

clock 03 March 2016 • 3 min read

Funds

Warning on fund ratings bias as smaller products 'overlooked'

Variable buy list quality

clock 02 March 2016 • 5 min read

Regulation

FCA criticised for failure to understand cost of compliance

NAO report says regulation harms innovation

clock 24 February 2016 • 3 min read

Asset Managers

FCA fines WH Ireland £1.2m and restricts new client bookings over market abuse failings

Was warned of fine in December

clock 23 February 2016 • 2 min read

Advisory

FCA raises concerns about advisers' platform due diligence

Platform due diligence is lacking

clock 19 February 2016 • 5 min read

Platforms

Return to commission would 'kill off' platforms

Wind clock back ten years

clock 16 February 2016 • 2 min read

Financial services

Ex-FSA chairman attacks P2P in wake of industry's biggest failure

Crowdfunded Rebus lost £800k

clock 10 February 2016 • 4 min read

Regulation

Jargon is not the only problem with industry consumer communications

Majid Shabir, CEO of Instinct Studios, argues ditching jargon is an important part of communication, but using technology and creative design to turn data into meaningful information will help support investors in making properly informed financial decisions....

clock 10 February 2016 • 3 min read
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