FCA

Financial services

EU regulators kick off $1.5trn debt market rigging probe

Potential rigging of SSA market

clock 10 February 2016 • 1 min read

Asset Managers

FCA fines ex-JP Morgan Chase boss £793k over 'London Whale' failings

Failed to be "open and co-operative"

clock 09 February 2016 • 1 min read

Funds

Wealth managers warn over-regulation of 'closet trackers' may not solve Europe-wide problem

Issue raised by ESMA last week

clock 09 February 2016 • 7 min read

Funds

How can we solve the 'closet tracker' problem?

What is indisputable is the issue of 'closet trackers' has long been a serious blight on the reputation of the whole active management fund industry.

clock 07 February 2016 • 2 min read

Investment Trusts

Investment trusts: The key regulatory developments you need to know

Lawyer Cathy Pitt delves into the world of investment company regulation and explains some recent tweaks and amendments.

clock 04 February 2016 • 8 min read

Regulation

FCA criticised by MPs but escapes 'no confidence' vote

Watchdog faced heavy criticism

clock 02 February 2016 • 2 min read

Regulation

Gosling's Grouse: Why it is time to clamp down on industry jargon

Keeping it short and swwet

clock 01 February 2016 • 2 min read

Asset Managers

Deloitte launches regulatory compliance service for asset managers

Precedes introduction of MiFID II

clock 01 February 2016 • 1 min read

Regulation

What does the industry want from new FCA chief?

The appointment of Bank of England veteran Andrew Bailey to the top job at the Financial Conduct Authority (FCA) has ended months of speculation and false leads.

clock 29 January 2016 • 2 min read

Asset Managers

New FCA chief Bailey warns firms over clarity on risky assets

Volatility could spark outflows

clock 28 January 2016 • 1 min read
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