FCA

Regulation

Bond managers: FCA paper liquidity claims 'not in line' with market experience

'Liquidity improved' claims at odds with managers

21 March 2016 • 3 min read

Financial services

FCA independence called into question by expert review

Interventions have 'dramatic effect' on organisation

21 March 2016 • 3 min read

Bonds

FCA paper dismisses bond liquidity concerns as 'anecdotal'

Findings come from occasional paper

17 March 2016 • 2 min read

Regulation

Former Schroders trader to be sentenced for insider trading

Pleaded guilty to nine counts

16 March 2016 • 1 min read

UK

Gosling's Grouse: Zero-impact regulatory regime

Not enough to restore confidence

14 March 2016 • 2 min read

Regulation

FAMR: Retirees should get early access to pension cash to 'pay for advice'

FAMR recommends limited early access

14 March 2016 • 1 min read

Regulation

FAMR: Call for change to 'regulated advice' definition

FCA announced review last August

14 March 2016 • 5 min read

Regulation

FAMR backs risk-based FSCS levy to ease adviser burden; rules out long-stop

FSCS funding unpredictable

14 March 2016 • 1 min read

Regulation

Time for more scrutiny of outsourcing?

FCA review focused on platforms

13 March 2016 • 2 min read

Funds

Geoff Mills: Let's be clear, managers cannot buy fund ratings

Adviser pays model 'too simplistic'

10 March 2016 • 5 min read