FCA issues fresh warning on inducements to investment advisers

Regulator clarifies expectations

Nicola Brittain
clock • 2 min read

The Financial Conduct Authority (FCA) has issued a fresh warning about payments from providers to advisers over and above the costs incurred for training or educational material, in an update to its ongoing work on inducements.

To continue reading this article...

Join Investment Week for free

  • Unlimited access to real-time news, analysis and opinion from the investment industry, including the Sustainable Hub covering fund news from the ESG space
  • Get ahead of regulatory and technological changes affecting fund management
  • Important and breaking news stories selected by the editors delivered straight to your inbox each day
  • Weekly members-only newsletter with exclusive opinion pieces from leading industry experts
  • Be the first to hear about our extensive events schedule and awards programmes

Join now

 

Already an Investment Week
member?

Login

More on Regulation

Emory Oak Partners' Kade Thomas: Regulators must stand back from retail investors pushing PE forward

Emory Oak Partners' Kade Thomas: Regulators must stand back from retail investors pushing PE forward

End to its ‘predatory ways'

Kade Thomas
clock 30 September 2025 • 3 min read
FCA rings alarm bell over high-risk investments from unregulated firms

FCA rings alarm bell over high-risk investments from unregulated firms

Unlisted loan notes and mini-bonds

Cristian Angeloni
clock 26 September 2025 • 2 min read
Retail investor demand for crypto grows as FCA set to lift ETP ban

Retail investor demand for crypto grows as FCA set to lift ETP ban

Seen as long-term investment opportunity

Cristian Angeloni
clock 25 September 2025 • 2 min read
Trustpilot