FCA

Regulation

FCA seeks responses to special administration regime consultation

New discussion paper published

clock 09 March 2016 • 1 min read

Platforms

Nucleus' Neilson: Time to boost adviser due diligence on DFMs

Follows FCA due diligence report

clock 07 March 2016 • 1 min read

Regulation

Comment: Who is judging the judges on fund selection and ratings?

The implementation of the RDR was intended to stamp-out bias in the area of investment advice.

clock 07 March 2016 • 5 min read

Regulation

FCA refers six firms to enforcement over exit charges

Further work planned following closed book review

clock 03 March 2016 • 3 min read

Funds

Warning on fund ratings bias as smaller products 'overlooked'

Variable buy list quality

clock 02 March 2016 • 5 min read

Regulation

FCA criticised for failure to understand cost of compliance

NAO report says regulation harms innovation

clock 24 February 2016 • 3 min read

Asset Managers

FCA fines WH Ireland £1.2m and restricts new client bookings over market abuse failings

Was warned of fine in December

clock 23 February 2016 • 2 min read

Advisory

FCA raises concerns about advisers' platform due diligence

Platform due diligence is lacking

clock 19 February 2016 • 5 min read

Platforms

Return to commission would 'kill off' platforms

Wind clock back ten years

clock 16 February 2016 • 2 min read

Financial services

Ex-FSA chairman attacks P2P in wake of industry's biggest failure

Crowdfunded Rebus lost £800k

clock 10 February 2016 • 4 min read
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