FCA

Regulation

FCA bans husband and wife advisers for mis-selling endowment policies

Wife also fined £50,000

clock 12 October 2017 • 2 min read

Investment

Orbis UK head: Fidelity fees move is step in right direction

Time to raise quality of debate

clock 11 October 2017 • 5 min read

Asset Managers

NCI: Boutiques must use 'shared technology' to compete against passives

Rising regulatory cost environment

clock 06 October 2017 • 3 min read

ETFs

First Trust's CEO: Ratings agencies should put ETFs on equal footing with active funds

Demand from DFMs and advisers

clock 04 October 2017 • 2 min read

Investment

Aviva Investors calls for overhaul of 'biased' sell-side research

Urges regulators to take action

clock 02 October 2017 • 2 min read

Europe

FCA's Bailey backs open market Brexit as 'prize worth having for all'

Calls for regulatory cohesion

clock 29 September 2017 • 2 min read

Platforms

Stephen Lansdown: FCA platform study 'unnecessary' but real good may come of it

FCA launched Platform Review in July

clock 28 September 2017 • 4 min read

UK

Gosling's Grouse: We need to clamp down on industry jargon

Regular readers of my grumbling will know how frustrated I get with the language universally used by the industry.

clock 27 September 2017 • 2 min read

Business roles

Senior financial services figures back former MP Tyrie for FCA chair role

Griffith-Jones to depart in 2018

clock 27 September 2017 • 1 min read

Regulation

FCA rejects call for 'confusing' point of sale disclosure review

'Firms determine how to communicate with consumers'

clock 26 September 2017 • 2 min read
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