FCA

Regulation

FCA fines ex-BAML bond trader for market abuse

Paul Walter fined £60,090 by the regulator

clock 22 November 2017 • 1 min read

Regulation

ESMA publishes final Money Market Funds Regulation guidelines

Focused on asset liquidity and credit quality

clock 21 November 2017 • 1 min read

Asset Managers

Increased regulation 'stifling' asset managers' product innovation

Increasing customisation demand

clock 16 November 2017 • 2 min read

Regulation

ESMA prepares stance on money market fund regulation

Regulators outline priorities for coming year

clock 10 November 2017 • 3 min read

Regulation

Capita FM censured and ordered to pay £66m to Connaught investors

Marks the end of FCA investigation into CFM

clock 10 November 2017 • 3 min read

Advisory

Meet the Adviser Champions: RSMR's Geoff Mills

Our video series continues

clock 09 November 2017 • 2 min read

Asset Managers

JOHCM under investigation by FCA over dealing commission

Follows thematic review

clock 09 November 2017 • 2 min read

Regulation

FCA bans Libor rigger Hayes

Ex-Citigroup and UBS trader appeals ban

clock 08 November 2017 • 2 min read

Asset Managers

HM Treasury: We are 'committed' to supporting asset managers post-Brexit

Need to remain competitive

clock 08 November 2017 • 2 min read

Asset Managers

MiFID II: Firms can expect 'degree of flexibility' on complex issues but should not fall behind on the basics

'Zero tolerance approach' to more straightforward areas

clock 07 November 2017 • 2 min read
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