FCA

Risk-based levy still on the cards

Interim report to be published summer 2018

Increased focus on smaller firms

4,000 firms on 'Warning List'

The UK asset management industry is currently grappling with the fallout from the Financial Conduct Authority's (FCA) game-changing Asset Management Market Study, with the aim of improving the investor experience and ensuring they receive value for money....

92.9% of SJP investment complaints upheld

Under the rules of EMIR

To increase investors' awareness of fee impact

Regulator does not want to 'incentivise short-termism'

Aims to encourage competition in industry