JOHCM under investigation by FCA over dealing commission
Follows thematic review
JOHCM is subject to an FCA investigation on dealing commission
JO Hambro Capital Management (JOHCM) is being investigated by the Financial Conduct Authority following a thematic review by the regulator into dealing commission arrangements.
In March, the regulator published a report into dealing commission expenditure and found the majority of the 17 firms surveyed were "falling short of expectations". This covered areas such as record-keeping,...
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