Consumer Duty

Financial services firms rush to AI despite lack of understanding of its functions

Technology

Financial services firms rush to AI despite lack of understanding of its functions

BoE and FCA findings

clock 22 November 2024 • 2 min read
Industry reaches Consumer Duty stalemate and calls for FCA to provide further clarity on cost disclosure reforms

Investment Trusts

Industry reaches Consumer Duty stalemate and calls for FCA to provide further clarity on cost disclosure reforms

Trusts facing partial deplatforming

clock 12 November 2024 • 11 min read
FCA urged to avoid 'ambiguity' in post-Consumer Duty rulebook review

Regulation

FCA urged to avoid 'ambiguity' in post-Consumer Duty rulebook review

Spotlight on frequency and wording

clock 31 October 2024 • 4 min read
'The million dollar question' for wealth and asset managers as Consumer Duty enters next phase

Regulation

'The million dollar question' for wealth and asset managers as Consumer Duty enters next phase

Updated policies 'tested in practice at the coal face'

clock 04 October 2024 • 12 min read
The Big Interview: RBC BlueBay CEO on consolidation and asset managers' need for scale to survive

Companies

The Big Interview: RBC BlueBay CEO on consolidation and asset managers' need for scale to survive

Erich Gerth talks to Investment Week

clock 09 September 2024 • 6 min read
Sparrows Capital's David Ogden: How wealth firms decide how to provide value

Regulation

Sparrows Capital's David Ogden: How wealth firms decide how to provide value

'An amorphous and subjective concept'

clock 05 September 2024 • 3 min read
FCA to release good and poor practice in assessment of value reports

Regulation

FCA to release good and poor practice in assessment of value reports

Consumer Duty anniversary

clock 01 August 2024 • 3 min read
City Hive's Bev Shah: How to ACT on Consumer Duty and SDR as deadline looms

Regulation

City Hive's Bev Shah: How to ACT on Consumer Duty and SDR as deadline looms

'Regulation appears to be catching up'

clock 31 July 2024 • 6 min read
FCA launches review to simplify financial services rulebook after Consumer Duty

Regulation

FCA launches review to simplify financial services rulebook after Consumer Duty

Secondary competitiveness objective

clock 30 July 2024 • 2 min read
Talking points for H2: How can the investment sector respond to period of transformation?

Industry

Talking points for H2: How can the investment sector respond to period of transformation?

Growth opportunities

clock 17 July 2024 • 11 min read
Most read
01

Goshawk AM: 'Passive is risky' and the case for active management in a global market

03 December 2024 • 5 min read
02

Editor's view: Where are the SDR Improvers and Mixed Goals?

02 December 2024 • 7 min read
03

L&G asset management arm becomes latest to distance itself from SDR labels

03 December 2024 • 1 min read
04

UK retail sales fall 3.3% in November in 'bad start to festive season'

03 December 2024 • 2 min read
05

Lindsell Train investment trust attempts to improve ailing share price as Nick Train backs data and tech

03 December 2024 • 2 min read
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