Consumer Duty

FCA sets out 'reduction and simplification' of Assessment of Value requirements

Regulation

FCA sets out 'reduction and simplification' of Assessment of Value requirements

AFMs to have 'greater flexibility'

clock 06 June 2025 • 2 min read
Friday Briefing: The first of (m)any?

Regulation

Friday Briefing: The first of (m)any?

Friday Briefing

clock 02 June 2025 • 4 min read
FCA opens enforcement operation against firm and individual over Consumer Duty breaches

Regulation

FCA opens enforcement operation against firm and individual over Consumer Duty breaches

Only one since the Duty came into force

clock 29 May 2025 • 3 min read
Investment Week reveals Leaders List 2025

Investment

Investment Week reveals Leaders List 2025

Honouring investment change-makers

clock 21 May 2025 • 3 min read
FCA finds some smaller AMs' processes 'lacked sufficiently' when offering higher risk investments

Regulation

FCA finds some smaller AMs' processes 'lacked sufficiently' when offering higher risk investments

Not adequately informing investors

clock 08 May 2025 • 1 min read
FCA to replace portfolio letters with market reports in simplification push

Regulation

FCA to replace portfolio letters with market reports in simplification push

From 30 April 2025

clock 25 April 2025 • 1 min read
UK regulator to consult on Assessment of Value reporting changes for asset managers

Regulation

UK regulator to consult on Assessment of Value reporting changes for asset managers

Part of Consumer Duty rule review

clock 25 March 2025 • 2 min read
Friday Briefing: If we can't even get cost disclosures right, the UK has no hope of catching up with the US

Investment Trusts

Friday Briefing: If we can't even get cost disclosures right, the UK has no hope of catching up with the US

Friday Briefing

clock 24 March 2025 • 8 min read
The Big Interview: Rathbones' Jayne Rogers on value over price and the short-termism 'disease'

Industry

The Big Interview: Rathbones' Jayne Rogers on value over price and the short-termism 'disease'

Impact of Consumer Duty on distribution

clock 07 March 2025 • 6 min read
FCA launches multi-firm review targets private asset managers conflict of interests

Regulation

FCA launches multi-firm review targets private asset managers conflict of interests

Arbitrary valuations also a target

clock 26 February 2025 • 2 min read
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