Compliance

CFA Institute's Rhodri Preece: Unpacking AI's role in global finance

Technology

CFA Institute's Rhodri Preece: Unpacking AI's role in global finance

Firms creating ethical AI charters

clock 09 January 2026 • 4 min read
FCA warns consolidation practices lead to 'poor outcomes'

Regulation

FCA warns consolidation practices lead to 'poor outcomes'

Including on debt and incentives

clock 31 October 2025 • 3 min read
Reed Smith's Romin Dabir: Firms should act now to get ahead of the FCA's private market valuations review

Alternatives

Reed Smith's Romin Dabir: Firms should act now to get ahead of the FCA's private market valuations review

Lead to demands for more clarity

clock 17 April 2024 • 4 min read
Compliance breaches at Bank of England remain high despite 'good progress'

Companies

Compliance breaches at Bank of England remain high despite 'good progress'

NAO report

clock 04 March 2024 • 3 min read
Asset managers: Crouch, hold... but do not disengage with regulation!

Regulation

Asset managers: Crouch, hold... but do not disengage with regulation!

What we can learn from rugby

clock 07 September 2023 • 4 min read

People moves

Alderwood Capital appoints ex-BNY Mellon director amid senior hires

Ryan Sinnott joins as investment partner

clock 15 March 2021 • 2 min read

ESG

The Big Question: Which trends will shape asset management in 2021?

Switching on to new themes for the new year

clock 02 December 2020 • 1 min read

Investment

Change or be left behind: Four ways to manage financial regulation in the age of uncertainty

Avoiding the impact of Brexit

clock 16 November 2020 • 5 min read

Regulation

How compliance teams can face the 'surveillance conundrum'

Keeping up with changing regulation

clock 18 November 2019 • 3 min read

Regulation

SM&CR is a cultural wake-up call for the investment industry

New regulation comes into effect in December

clock 19 June 2019 • 3 min read
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