How compliance teams can face the 'surveillance conundrum'
Keeping up with changing regulation
Red Deer's Alistair Downes
Every compliance officer lives with the knowledge that something can always get through the net.
Despite advancing techniques used to capture, process and analyse trading, no surveillance process will ever be perfect, so the challenge is to build a sound and demonstrable process that can withstand...
More on Regulation
Most read
Back to Top
