The Financial Conduct Authority (FCA) has published its final policy statement on the implementation of MiFID II for UK firms, including setting out requirements for inducements and investment research, as well as taping.
MiFID II, which comes into force on 3 January 2018, is intended to help improve the functioning of the European Union (EU) single market by achieving a greater consistency of regulatory standards and improving...
Joined with 21 Partners
Consequences could be more severe than in stress tests
Move to variable operating expenses
Set to happen on 4 April