The FSA has published further advice to help investment advisers provide their clients with clear inf...
The FSA has published further advice to help investment advisers provide their clients with clear information about services and costs. The latest Consultation Paper follows on from the FSA’s new regime for investment businesses, the Conduct of Business sourcebook (COBS), which came into force in November last year. Building on this, the FSA wants to introduce a single disclosure document to give firms discretion over how they present information on charges, while simplifying and reducing the number of documents they provide at the point of sale. Dan Waters, director of retail policy a...
To continue reading this article...
Join Investment Week for free
Signup and gain exclusive members-only insights - all free of charge!
- Unlimited access to real-time news, analysis and opinion from the investment industry, including the Sustainable Hub covering fund news from the ESG space
- Get ahead of regulatory and technological changes affecting fund management
- Important and breaking news stories selected by the editors delivered straight to your inbox each day
- Weekly members-only newsletter with exclusive opinion pieces from leading industry experts
- Be the first to hear about our extensive events schedule and awards programmes
