MiFID II: Anything your employees say or do (anywhere) can be used against you in court

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WhatsApp conversations have to be recorded under MiFID II
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WhatsApp conversations have to be recorded under MiFID II

It is no secret that global financial regulations are only getting tighter, writes Robert Cruz, director, information governance at IT security firm Actiance.

With legislation such as MiFID II gearing up to take effect, and the uncertainty surrounding Dodd-Frank in the US, the financial regulatory landscape for asset management companies in the UK is set to become even more complex in 2018. MiFID II blog: Industry progress as 2018 deadline approaches These new and evolving regulations will impact every aspect of the financial services industry - everything from trading to data recording to transparency around small operational details.  Compliance confusion  This changing regulatory landscape in the UK has brought up major compliance q...

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