Regulation

Regulation

FCA names Sheldon Mills strategy and competition exec director

Filling Christopher Woodlard's shoes

clock 13 February 2020 • 1 min read

Regulation

FCA and BoE warn of politically motivated equivalence decisions on UK

UK must have scope to amend own rules

clock 12 February 2020 • 2 min read

Regulation

FCA warns on conflicts of interest with Best Buy lists

Dear CEO letter

clock 06 February 2020 • 3 min read

Investment

Rathbones' Webb expects change as first value assessments published

Initial assessment of value publications to be released

clock 05 February 2020 • 5 min read

Regulation

EU regulators unite for UCITS liquidity risk supervision

Asset managers across the bloc set to be hit with new data requests

clock 30 January 2020 • 1 min read

People moves

FCA appoints Christopher Woolard as interim chief executive

Following Bailey's BoE role

clock 24 January 2020 • 1 min read

Asset Managers

FCA targets ACD 'conflict of interest' in letter to fund managers

Concerns surrounding risk management

clock 23 January 2020 • 2 min read

UK

FCA says lack of proper PI cover places 'unfair' burden on FSCS and firms

Dear CEO letter sent today

clock 21 January 2020 • 2 min read

Funds

Broadridge buys FundsLibrary from HL to create 'pan-European digital data platform'

Transaction will close in February

clock 21 January 2020 • 1 min read

Regulation

Close Asset Management to compensate client for unwanted ongoing advice

Client invested £25,000 through DFM service

clock 16 January 2020 • 2 min read
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