Regulation

FCA has not rejected a fund application in five years despite complaints over fund quality

Funds

FCA has not rejected a fund application in five years despite complaints over fund quality

Nick Miller has said funds ‘must improve’

clock 07 October 2021 • 2 min read
Leigh Day's Boz Michalowska: Woodford-style scandal will happen again if rules aren't tightened

Regulation

Leigh Day's Boz Michalowska: Woodford-style scandal will happen again if rules aren't tightened

Q&A with ShareSoc

clock 01 October 2021 • 4 min read
PRI welcomes new European sustainability proposal

Regulation

The international network of investors urges clear timeline and standards

The Principles for Responsible Investment and its 54 undersigned signatories have issued a statement welcoming the European Commission’s proposal for a new Corporate Sustainability Reporting Directive (CSRD).

clock 23 September 2021 • 1 min read
US Treasury sanctions crypto exchange for alleged ransomware attacks

Regulation

US Treasury sanctions crypto exchange for alleged ransomware attacks

Blacklist of the SUEX exchange

clock 22 September 2021 • 1 min read
Event Voice: Your Questions Answered by WHEB at the Investment Week Sustainable & ESG Conference

Investment

Event Voice: Your Questions Answered by WHEB at the Investment Week Sustainable & ESG Conference

clock 21 September 2021 • 4 min read
Tatton acquires Verbatim funds and signs fintech distribution deal

Asset Managers

Tatton acquires Verbatim funds and signs fintech distribution deal

Pay up to £5.8m for Verbatim funds

clock 15 September 2021 • 1 min read
Company director jailed for £2.5m money laundering fraud

Regulation

Company director jailed for £2.5m money laundering fraud

Richard Faithfull part of organised crime group

clock 09 September 2021 • 2 min read
FCA's lofty proposals could push firms across tightrope

Regulation

FCA's lofty proposals could push firms across tightrope

New rules could cause problems

clock 07 September 2021 • 3 min read
Mattioli Woods completes Ludlow acquisition after short delay

Wealth managers

Mattioli Woods completes Ludlow acquisition after short delay

Mattioli Woods has completed the acquisition of Ludlow Wealth Management, subject to regulatory approval, after extending the long stop date of the share price agreement by a month on 1 September.

clock 06 September 2021 • 1 min read
Event Voice: Your Questions Answered by Baillie Gifford at the Investment Week Sustainable & ESG Conference

Fund managers

Event Voice: Your Questions Answered by Baillie Gifford at the Investment Week Sustainable & ESG Conference

clock 02 September 2021 • 3 min read
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