Financial services

Financial services

FCA U-turns on adviser phone-recording rules

Will now allow written notes of calls

31 March 2017 • 1 min read

Financial services

Industry warns FCA of 'unintended' risks of all-in fee proposals in responses to Market Study

Proposal for 'health warning' on funds

20 February 2017 • 6 min read

Financial services

Deutsche Bank hit with $630m fine by UK and US regulators for anti-money laundering failings

US regulator fined the bank $425m

31 January 2017 • 2 min read

People moves

Former FCA chief McDermott to join Standard Chartered

Joining on 20 March

30 January 2017 • 1 min read

Investment

A new year, but same PRIIPs problems

A look at the European Commission's changes

25 January 2017 • 6 min read

Financial services

FSCS to charge advisers extra £36m for high SIPP-related claims

Returning £50m surplus to investment advisers

16 January 2017 • 3 min read

Financial services

FSCS to levy financial services firms £378m in 2017/18

FSCS publishes initial levy indications

16 January 2017 • 2 min read

Markets

JPM CEO warns jobs will leave London sooner if Brexit deal fails

4,000 jobs could move

04 January 2017 • 1 min read

Regulation

PRIIPs rules under fresh attack as ESAs rebuff performance methodology amendments

Concerns about 'moderate' scenario

03 January 2017 • 3 min read

Regulation

What are the biggest risk management challenges for asset managers in 2017?

Compliance officers and IT risk management more important than ever

03 January 2017 • 3 min read