Asset Managers

FCA eyes extension of SDR remit to include portfolio managers

Regulation

FCA eyes extension of SDR remit to include portfolio managers

Consultation paper

clock 23 April 2024 • 4 min read
Tatton AM sees record £2.3bn net inflows in culmination of three-year growth plan

Asset Managers

Tatton AM sees record £2.3bn net inflows in culmination of three-year growth plan

Total AUM up £3.7bn

clock 16 April 2024 • 1 min read
Friday Briefing: Woodford is right – Link has a lot to answer for

Industry

Friday Briefing: Woodford is right – Link has a lot to answer for

FCA issues warning notice

clock 15 April 2024 • 6 min read
FCA issues warning notice to Neil Woodford and WIM over liquidity failings

Industry

FCA issues warning notice to Neil Woodford and WIM over liquidity failings

‘Inappropriate investment decisions’

clock 11 April 2024 • 2 min read
FCA funding to increase 11% as regulator sets out work on T+1 settlement

Regulation

FCA funding to increase 11% as regulator sets out work on T+1 settlement

Focus on greater access to UK wholesale market

clock 19 March 2024 • 3 min read
Permission to appeal filed in relation to Woodford scheme of arrangement

Regulation

Permission to appeal filed in relation to Woodford scheme of arrangement

Judge may decline

clock 23 February 2024 • 2 min read
Listings reform will not cure 'general disinterest and malaise' in UK capital markets

Regulation

Listings reform will not cure 'general disinterest and malaise' in UK capital markets

Pensions and GB ISA key fixes

clock 21 February 2024 • 5 min read
Global investors warn FCA's listings reform will regress shareholder protections

Regulation

Global investors warn FCA's listings reform will regress shareholder protections

Representing $77trn AUM

clock 09 February 2024 • 3 min read
Consumer Duty exemption for EEA funds poses threats of 'divergence' and 'misalignment'

Regulation

Consumer Duty exemption for EEA funds poses threats of 'divergence' and 'misalignment'

Overseas Funds Regime

clock 07 February 2024 • 4 min read
Europe-domiciled funds exempt from Consumer Duty requirements under Overseas Funds Regime

Regulation

Europe-domiciled funds exempt from Consumer Duty requirements under Overseas Funds Regime

Regulatory equivalence recognised

clock 31 January 2024 • 1 min read
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