Senior Managers and Certification Regime

FCA's plan to axe Consumer Duty board champions 'questionable'

Regulation

FCA's plan to axe Consumer Duty board champions 'questionable'

Concerns over the role being axed too soon

clock 20 January 2025 • 3 min read
Bank of England and FCA launch consultation on Senior Managers and Certification Regime

Financial services

Bank of England and FCA launch consultation on Senior Managers and Certification Regime

Part of Edinburgh Reforms

clock 30 March 2023 • 2 min read
Government to repeal EU PRIIPs regulation on retail fund disclosures

Regulation

Government to repeal EU PRIIPs regulation on retail fund disclosures

New framework by the FCA

clock 09 December 2022 • 2 min read
Chancellor Hunt to launch review of Senior Managers and Certification Regime - reports

Regulation

Chancellor Hunt to launch review of Senior Managers and Certification Regime - reports

As part of wider regulation reform

clock 08 December 2022 • 1 min read
How financial services firms can navigate political uncertainty

Regulation

How financial services firms can navigate political uncertainty

Weathering the storm

clock 12 September 2022 • 4 min read

Regulation

FCA delays SMCR rules on coronavirus disruption

Extended to 31 March 2021 for solo-regulated firms

clock 01 July 2020 • 2 min read

Regulation

FCA accused of aiding scammers through its register

Advisers describe it as a “complete shambles”

clock 16 December 2019 • 2 min read

Regulation

SM&CR is a cultural wake-up call for the investment industry

New regulation comes into effect in December

clock 19 June 2019 • 3 min read

Industry

Calls for FCA to take charge on SMCR harassment rules

Guidance on dealing with misconduct ahead of regulation launch

clock 18 March 2019 • 3 min read

Regulation

What will the new SMCR extension mean for fund managers?

Firms must start planning for new regime

clock 11 March 2019 • 4 min read
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