Senior Managers and Certification Regime

Regulation

Time is running out for asset managers to make SMCR progress

New regime begins in December 2019

clock 10 December 2018 • 2 min read

Regulation

FCA fines against individuals plummet despite growing pressure on senior staff

Ahead of SMCR rollout

clock 18 October 2018 • 3 min read

Regulation

FCA unveils guidance ahead of SMCR extension

Personal culpability of senior managers to increase from December 2019

clock 11 October 2018 • 4 min read

Investment

FCA consults on adviser-included directory for consumers

Financial Services register to be improved

clock 04 July 2018 • 2 min read

Regulation

FCA: Cultural change needed to rebuild trust in financial services

'Despite record fines, increasing investigations and an expanding compliance industry, misconduct remains'

clock 12 March 2018 • 3 min read

Regulation

Implementing the senior managers regime: Some practical considerations

Douglas Cherry, partner at Reed Smith, takes a closer look at the implications of the new regulations for asset and wealth management employees.

clock 08 November 2017 • 4 min read
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