regulation

FCA publishes discussion paper on SDR and calls for feedback

Regulation

FCA publishes discussion paper on SDR and calls for feedback

The deadline for comments is 7 January 2022

clock 03 November 2021 • 4 min read
LTAF: Industry asks why wealthy investors warrant 'special treatment'

Regulation

LTAF: Industry asks why wealthy investors warrant 'special treatment'

Notice period raises concerns

clock 25 October 2021 • 2 min read
LTAF will require minimum 90-day notice period and lays groundwork for property fund overhaul

Regulation

LTAF will require minimum 90-day notice period and lays groundwork for property fund overhaul

Groundwork for property funds

clock 25 October 2021 • 2 min read
IA calls on Chancellor for 'competitive' budget to aid green transition

Investment

IA calls on Chancellor for 'competitive' budget to aid green transition

"This is a vital budget"

clock 21 October 2021 • 2 min read
Industry questions 'unusual' departure of Charles Randell from FCA

Regulation

Industry questions 'unusual' departure of Charles Randell from FCA

Staff morale low at FCA

clock 18 October 2021 • 3 min read
Turning green: ESG litigation risks for fund sponsors

ESG

Turning green: ESG litigation risks for fund sponsors

"Portfolio companies are also increasingly likely to come into the firing line on environmental issues"

clock 15 October 2021 • 2 min read
'Reservations' around illiquid weightings in 'untested' LTAF model

Regulation

'Reservations' around illiquid weightings in 'untested' LTAF model

LTAFs leave "more to worry about"

clock 14 October 2021 • 1 min read
FCA to publish own TCFD report next year

ESG

FCA to publish own TCFD report next year

Watchdog puts its ESG credentials in spotlight

clock 08 October 2021 • 2 min read
FCA has not rejected a fund application in five years despite complaints over fund quality

Funds

FCA has not rejected a fund application in five years despite complaints over fund quality

Nick Miller has said funds ‘must improve’

clock 07 October 2021 • 2 min read
CEOs must own Consumer Duty

Investment

CEOs must own Consumer Duty

Time to engage with what the FCA is proposing

clock 29 September 2021 • 4 min read
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