regulation
Close Asset Management to compensate client for unwanted ongoing advice
Client invested £25,000 through DFM service
FCA raised concerns with ACDs twice before Woodford collapse
Kept details private
Sir Steve Webb to join LCP
Former pensions minister departs Royal London
Fidelity CEO Richards backs new open-ended fund rules - reports
Follows Woodford collapse
FCA begins ACD market probe - reports
Focusing on external ACDs
Rating agencies face continued regulatory pressure in Esma proposals for internal control functions
Watchdog launches consultation
FCA and BoE ramp-up data credentials to 'transform' UK regulation
Should reduce reporting cost burden
Regulation outlook 2020: Liquidity, ESG and reporting in the spotlight
Operational resilience and liquidity under scrutiny
The price of progress: Will a digital services tax improve socio-political discourse?
Pushing for transparency in the age of fake news
Accountability standards questions remain as SMCR comes into force
New guidelines introduced at the start of December
FCA asks platforms for number of clients affected after M&G suspension
'Top dozen or so'
'Honeymoon period' as firms escape fines for MiFID II reporting failures
FCA pragmatism 'will not last forever'
What does Christine Lagarde, as ECB president, need to do to tackle Europe's stagnant growth? (Part II)
Second instalment of our special Big Question
FCA to temporarily ban promotion of speculative mini-bonds
From 1 January 2020
MGIM CEO: Fund buyers must hold star managers to account post Woodford
Higher levels of 'maturity and understanding' required
FCA fines Henderson £1.9m for overcharging customers in 'closet trackers'
More than 4,500 retail investors affected
Regulation Blog: Government set to create tech regulator
MiFID II, SMCR and beyond
How compliance teams can face the 'surveillance conundrum'
Keeping up with changing regulation
MiFID III 'the last thing' asset management needs amid EU review
Changes to take place by next year
Woodford ACD Link: We acted in investors' best interests
Group dismisses claims it failed in its role over Woodford fund
The US 'political football' investors need to take a look at
An adage of equity investing during a US presidential election cycle is 'avoid healthcare'.
Clearing the debris after the Woodford storm: Rebuilding investor trust
Winning back consumer confidence months of scandal
Derivative transparency rules an 'increasing challenge' for asset managers
Mirroring MiFID II compliance struggle
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