regulation
Wirecard scandal sparks investor pressure for change in auditing market
EY under fire for role in auditing firm before collapse
FCA delays SMCR rules on coronavirus disruption
Extended to 31 March 2021 for solo-regulated firms
Regulation Blog: FCA probes H2O - reports
MiFID II, SMCR and beyond
New City Initiative urges UK fund structure to rival UCITS and AIFMD
Competitor system mooted
Post-Brexit prudential rules target liquidity, remuneration and capital requirements
FCA calls for industry views on post-Brexit prudential rules
£1.3bn fraud claim filed against HSBC UK Bank for 'sham' investment scheme
'Catastrophic for unwitting investors'
FCA names LSE's Nikhil Rathi as chief executive
Following Bailey's move to Bank of England
Funds' KIIDs compliance fears raised over Covid-19 volatility
40% UCITS funds approach KIID reissuance deadline
FCA's Megan Butler gives punchy warning on 'phoenixing' and 'lifeboating'
Director's pledge to target poor working practices
Regulations bring welcome standardisation but 'high level of complexity' may defeat purpose
Majority believe ESMA should have greater powers
Pershing: A day in the life of a senior manager under lockdown
Four principles to remain SMCR compliant
Planning for tighter liquidity risk management rules
Problematic valuations have heightened need for liquidity
On a war footing? Using propaganda and the V metric
Engendering better buying behaviours
HL to compensate customer after three-week portfolio transfer takes seven months
Invested in Woodford funds
Regulators launch 'the grid' to map out upcoming rule changes
Upcoming regulatory work
ESMA warns firms amid 'surge in trading by retail clients'
Investment firms face "even greater duties"
Assessment of Value: Legal & General UK Alpha Trust performed 'well below' target
Fees reduced on 18 funds
Oil slump will not pull plug on electric vehicle sales
Macro events fuel energy debate
'Three stars': Columbia Threadneedle funds board rates UK range 'good'
Firm's first value assessment report
Tilney/Smith & Williamson merger delayed due to coronavirus pandemic
'Significant progess' made in FCA talks so far
FCA acts to aid listed companies during Covid-19 crisis
Guidance on due diligence published
FCA extends deadlines for fund reports and accounts
Up to two additional months due to coronavirus
Lindsell Train funds breach UCITS concentration rules - reports
Individual holdings breach limits
Roll-on: It's NOT the end of the world as we know it
Hope and determination vital to rebuild industry post-coronavirus
