regulation

FCA opens enforcement operation against firm and individual over Consumer Duty breaches

Regulation

FCA opens enforcement operation against firm and individual over Consumer Duty breaches

Only one since the Duty came into force

clock 29 May 2025 • 3 min read
Ex-Credit Suisse VP banned from UK financial services over money laundering convictions

Industry

Ex-Credit Suisse VP banned from UK financial services over money laundering convictions

Detelina Subeva barred

clock 23 May 2025 • 1 min read
City firms call on FCA and Treasury to cut red tape for fund management startups

Regulation

City firms call on FCA and Treasury to cut red tape for fund management startups

Excessive costs, delays and complexity

clock 23 May 2025 • 3 min read
UK government and financial heavyweights launch global taskforce on economic growth and climate change

Regulation

UK government and financial heavyweights launch global taskforce on economic growth and climate change

Meeting climate goals to boost investment

clock 16 May 2025 • 2 min read
FCA private messaging crackdown not expected to expand to wealth and asset management

Regulation

FCA private messaging crackdown not expected to expand to wealth and asset management

FOI request

clock 15 May 2025 • 1 min read
UK Treasury delivers long-awaited PISCES framework with FCA rules to follow

Regulation

UK Treasury delivers long-awaited PISCES framework with FCA rules to follow

A world-first in stock markets

clock 15 May 2025 • 2 min read
FCA closes almost 500 whistleblowing cases in Q1 with majority requiring 'no action'

Regulation

FCA closes almost 500 whistleblowing cases in Q1 with majority requiring 'no action'

281 new reports in Q1

clock 13 May 2025 • 2 min read
FCA bolsters access to investment research

Regulation

FCA bolsters access to investment research

New flexibility for investment funds

clock 09 May 2025 • 1 min read
FCA finds some smaller AMs' processes 'lacked sufficiently' when offering higher risk investments

Regulation

FCA finds some smaller AMs' processes 'lacked sufficiently' when offering higher risk investments

Not adequately informing investors

clock 08 May 2025 • 1 min read
UK City minister confirms government is not planning to emulate US strategic crypto reserve

UK

UK City minister confirms government is not planning to emulate US strategic crypto reserve

‘Not appropriate for our market’

clock 06 May 2025 • 3 min read
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