regulation

Chinese watchdog adds further short selling limits in a bid to halt market losses - reports

Regulation

Chinese watchdog adds further short selling limits in a bid to halt market losses - reports

Adding to Ocotober measures

clock 06 February 2024 • 1 min read
Deep Dive: FCA private market review a 'wake-up call' for asset managers

Regulation

Deep Dive: FCA private market review a 'wake-up call' for asset managers

‘Step in the right direction’

clock 02 February 2024 • 3 min read
Swiss regulator pledges 'very strong' focus on UBS - reports

Regulation

Swiss regulator pledges 'very strong' focus on UBS - reports

Has a UBS team of 60

clock 02 February 2024 • 1 min read
Labour vows to 'reinvigorate' UK capital markets as part of financial services agenda

Industry

Labour vows to 'reinvigorate' UK capital markets as part of financial services agenda

Simplification of ISA lanscape

clock 31 January 2024 • 2 min read
Earth Capital CEO: ESG policy may be leaving the private markets behind

ESG

Earth Capital CEO: ESG policy may be leaving the private markets behind

Reforms mainly focused on listed markets

clock 30 January 2024 • 3 min read
NeoXam's head of regulation: Banks' PRIIPs headache set to intensify as CMU regulation ramps up

Regulation

NeoXam's head of regulation: Banks' PRIIPs headache set to intensify as CMU regulation ramps up

Ongoing regulatory debate

clock 24 January 2024 • 4 min read
FCA reasserts proposed Woodford redress is 'subset of total losses' as sanction decision delayed

Companies

FCA reasserts proposed Woodford redress is 'subset of total losses' as sanction decision delayed

LFSL liability for liquidity mismanagement

clock 19 January 2024 • 2 min read
House of Lords to set up committee to scrutinise financial regulators - reports

Regulation

House of Lords to set up committee to scrutinise financial regulators - reports

Increased post-Brexit powers

clock 19 January 2024 • 2 min read
FCA: NDAs should not deter whistleblowers from reporting non-financial misconduct

Regulation

FCA: NDAs should not deter whistleblowers from reporting non-financial misconduct

Firms to be grilled about NDA use

clock 18 January 2024 • 4 min read
FE fundinfo's Matthias Breier: Greenwashing and UK sustainable fund labels

ESG

FE fundinfo's Matthias Breier: Greenwashing and UK sustainable fund labels

Regulatory approach to support clients

clock 18 January 2024 • 4 min read
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