RDR
Investment
North Investment Partners has appointed three non-executive directors to its board as it seeks to strengthen its business ahead of RDR.
15 December 2011
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Financial services
While RDR and MIFID II have taken centre stage in recent months, one topic that hasn't gained enough attention yet is the Foreign Account Tax Compliance Act or FATCA.
21 November 2011
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Financial services
The FSA said it hopes a consultation paper on the treatment of commission on legacy assets has "put to bed" any confusion on the issue, but it warned product providers yet to adapt their systems face an arduous task preparing for the rule change.
16 November 2011
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Financial services
The FSA has confirmed its proposed ban on legacy commission in a widely-expected move.
16 November 2011
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Financial services
Stronger systems and controls are needed to limit conflict of interest issues arising from distributor influenced funds (DIFs), Tisa has said.
14 November 2011
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Financial services
Invesco Perpetual is to launch commission free share classes across its range by mid-2012, but will continue to pay a platform rebate.
10 November 2011
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1 min read
Financial services
New rules requiring firms to submit complaints data on individual advisers must include any client grievance related to advice given before 31 December 2012, the FSA said today.
08 November 2011
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