financial regulation

Asset Managers

Cavendish UK equities head: The 'chilling' impact of MiFID II on research

MiFID II came into effect 3 January

clock 26 February 2018 • 2 min read

Asset Managers

Fidelity backtracks on research costs to avoid 'disproportionate consequences' for clients

Announced last October would be passing on to clients

clock 22 February 2018 • 4 min read

Financial services

Treasury to look into regulation of Bitcoin and blockchain in cryptocurrency inquiry

Currently unregulated

clock 22 February 2018 • 2 min read

Regulation

Compliance risk must remain a priority despite early talk of MiFID III

Tweaks in the pipeline?

clock 21 February 2018 • 3 min read

Regulation

FCA calls for help embracing regtech

To aid regulatory reporting

clock 20 February 2018 • 2 min read

Asset Managers

Luxembourg set for lion's share of post-Brexit business

Managers fear uncertainty, loss of delegation rights

clock 20 February 2018 • 2 min read

Asset Managers

River & Mercantile recruits Aviva Investors chair to head newly-formed risk committee

Created following FCA probe

clock 19 February 2018 • 1 min read

Regulation

Warning on 'existential crisis' for MiFID II payment rules as brokers make 'free' research universally available

More MiFID woes

clock 15 February 2018 • 4 min read

Regulation

Funds Congress backs mutual regulatory recognition post-Brexit

'Mutually beneficial solution'

clock 15 February 2018 • 4 min read

Investment Trusts

Winterflood study: Trust investors concerned about negative impact of MiFID II and PRIIPs

Annual survey from Winterflood

clock 13 February 2018 • 3 min read
Trustpilot