financial regulation

Asset Managers

River & Mercantile recruits Aviva Investors chair to head newly-formed risk committee

Created following FCA probe

clock 19 February 2018 • 1 min read

Regulation

Warning on 'existential crisis' for MiFID II payment rules as brokers make 'free' research universally available

More MiFID woes

clock 15 February 2018 • 4 min read

Regulation

Funds Congress backs mutual regulatory recognition post-Brexit

'Mutually beneficial solution'

clock 15 February 2018 • 4 min read

Investment Trusts

Winterflood study: Trust investors concerned about negative impact of MiFID II and PRIIPs

Annual survey from Winterflood

clock 13 February 2018 • 3 min read

Asset Managers

FCA promotes Delfas as regulator expands Brexit team

Joined in November 2016

clock 01 February 2018 • 1 min read

Investment

FCA warns investment fraudsters targeting social media users with Bitcoin scams

£87,410 lost per day to binary options scams

clock 29 January 2018 • 3 min read

Asset Managers

Update: IA calls for urgent review to address KID concerns

Follows industry criticism

clock 24 January 2018 • 3 min read

Wealth managers

7IM's Urquhart Stewart: If executed properly, regulation could be the best advert the asset management industry has ever had

Regulation an 'excuse' not to do something

clock 23 January 2018 • 6 min read

Regulation

Could PSD2 revolutionise the industry?

With all the focus on MiFID II and PRIIPs at the beginning of the year, it is no surprise the introduction of EU regulation PSD2 has gone largely unnoticed.

clock 17 January 2018 • 2 min read

Regulation

Asset managers hope to return $1trn in offshore funds to UK after Brexit

Discussions with the Treasury

clock 15 January 2018 • 1 min read
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