financial regulation

FCA adds two members to its executive team to become 'smarter regulator'

People moves

FCA adds two members to its executive team to become 'smarter regulator'

Walls and Sekora

clock 13 May 2026 • 1 min read
Sapia Partners avoids FCA penalty with £19.6m WealthTek payment

Regulation

Sapia Partners avoids FCA penalty with £19.6m WealthTek payment

Exposed clients to ‘unacceptable risk’

clock 23 April 2026 • 1 min read
FCA and PRA streamline and simplify senior managers regime

Regulation

FCA and PRA streamline and simplify senior managers regime

Consultation on wider changes

clock 22 April 2026 • 2 min read
HM Treasury's growth-focused regulatory reform to target four key areas

Regulation

HM Treasury's growth-focused regulatory reform to target four key areas

HoL committee meeting

clock 17 March 2026 • 2 min read
FCA finfluencer enforcement action rises 174% in 2025

Regulation

FCA finfluencer enforcement action rises 174% in 2025

FOI findings

clock 10 February 2026 • 3 min read
FCA invites firms to test stablecoin products ahead of full regulation

UK

FCA invites firms to test stablecoin products ahead of full regulation

Applications open until 18 January

clock 10 December 2025 • 3 min read
Growth in private markets 'a consequence' of post-GFC regulatory overdrive

UK

Growth in private markets 'a consequence' of post-GFC regulatory overdrive

Government to cut regulation by 25%

clock 19 November 2025 • 2 min read
Truss vs Sunak: Next PM risks fuelling inflation and spooking financial markets

UK

Truss vs Sunak: Next PM risks fuelling inflation and spooking financial markets

Winner to be announced on Monday

clock 02 September 2022 • 4 min read

Advisory

FCA sets out proposals to stop 'particularly egregious' CMC phoenixing

Proposals published today

clock 17 May 2021 • 6 min read

UK

Market access: All eyes turn to equivalence question as Brexit deal is completed

Managers plea for clarity over passporting rights

clock 12 January 2021 • 4 min read
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