Financial Conduct Authority

Regulation

Asset managers buck trend as financial services complaints reach record high

Investment product complaints just 2% of total

clock 29 October 2018 • 2 min read

Regulation

FCA fines against individuals plummet despite growing pressure on senior staff

Ahead of SMCR rollout

clock 18 October 2018 • 3 min read

Regulation

FCA clamps down on sexual misconduct ahead of SMCR extension

Letter to Women and Equalities Committee

clock 17 October 2018 • 2 min read

Regulation

FCA moves to force firms to disclose climate risk management

Consults on regulation and innovation in green finance

clock 15 October 2018 • 4 min read

Regulation

FCA unveils guidance ahead of SMCR extension

Personal culpability of senior managers to increase from December 2019

clock 11 October 2018 • 4 min read

Regulation

FCA reveals plans for EEA firms in preparation for no-deal Brexit

To ensure 'smooth transition'

clock 10 October 2018 • 3 min read

Regulation

Warning 'flawed' PRIIPs extension would impact credibility of global UCITS brand

Clash over regulation continues

clock 10 October 2018 • 5 min read

Investment

Reaction to FCA illiquid assets proposals: Multi-asset funds risk becoming more concentrated 'to avoid trading suspension'

FCA released paper yesterday

clock 09 October 2018 • 4 min read

Regulation

FCA opens up access to Hong Kong funds

Signs MoU with SFC

clock 08 October 2018 • 2 min read

Regulation

EU regulators prepare for no-deal Brexit with MiFID II back-up plans

No-deal could mean market participants losing their authorisations

clock 04 October 2018 • 3 min read
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