Financial Conduct Authority

Asset Managers

FCA targets ACD 'conflict of interest' in letter to fund managers

Concerns surrounding risk management

clock 23 January 2020 • 2 min read

UK

FCA says lack of proper PI cover places 'unfair' burden on FSCS and firms

Dear CEO letter sent today

clock 21 January 2020 • 2 min read

Funds

HL faces calls to repay fees on WEIF-invested multi-manager funds - reports

Paid more than £1m since June

clock 21 January 2020 • 2 min read

Regulation

Close Asset Management to compensate client for unwanted ongoing advice

Client invested £25,000 through DFM service

clock 16 January 2020 • 2 min read

Regulation

FCA begins ACD market probe - reports

Focusing on external ACDs

clock 13 January 2020 • 1 min read

Investment

FCA and BoE ramp-up data credentials to 'transform' UK regulation

Should reduce reporting cost burden

clock 07 January 2020 • 3 min read

Industry

FCA's Bailey confirmed as Carney successor at BoE - update

New Bank of England governor

clock 20 December 2019 • 3 min read

Regulation

Regulation outlook 2020: Liquidity, ESG and reporting in the spotlight

Operational resilience and liquidity under scrutiny

clock 18 December 2019 • 4 min read

Regulation

FCA accused of aiding scammers through its register

Advisers describe it as a “complete shambles”

clock 16 December 2019 • 2 min read

Funds

BlackRock offloads £1.7bn of Woodford stock - Link

More than half of portfolio sold already

clock 13 December 2019 • 2 min read
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