FCA

FCA acknowledges harm caused by authorising firms 'not meeting standards'

Regulation

FCA acknowledges harm caused by authorising firms 'not meeting standards'

Admits LCF a 'learning process'

clock 09 December 2021 • 3 min read
Greenwashing a problem for fund management industry, study finds

ESG

Greenwashing a problem for fund management industry, study finds

Greenwashing, increased complexity and costs cited as issues facing the industry's ESG reporting

clock 09 December 2021 • 1 min read
FCA: Majority of crypto exchange applications 'withdrawn or refused'

Regulation

FCA: Majority of crypto exchange applications 'withdrawn or refused'

Concerns over money laundering

clock 08 December 2021 • 3 min read
Treasury Committee grills Nikhil Rathi over FCA bonus scheme and fee hikes

Regulation

Treasury Committee grills Nikhil Rathi over FCA bonus scheme and fee hikes

Watchdog paid £23m of bonuses in March

clock 08 December 2021 • 3 min read
Environmentally friendly securities litigation?

ESG

Environmentally friendly securities litigation?

Sustainable investments reached $35trn in 2020

clock 08 December 2021 • 5 min read
Transitioning: Do we want a clean world or just a clean portfolio?

ESG

Transitioning: Do we want a clean world or just a clean portfolio?

Greenwashing is a major concern

clock 08 December 2021 • 3 min read
FCA opens consultation to improve consumer protection

Regulation

FCA opens consultation to improve consumer protection

Based on proposals published in May

clock 07 December 2021 • 1 min read
FCA's Megan Butler to step down from exec role 'in the spring'

Regulation

FCA's Megan Butler to step down from exec role 'in the spring'

Stephen Braviner Roman to join

clock 06 December 2021 • 2 min read
AIC calls for prospectus reform to reduce 'complex and expensive' regulatory burden

Regulation

AIC calls for prospectus reform to reduce 'complex and expensive' regulatory burden

Welcomes FCA listing rule changes

clock 06 December 2021 • 2 min read
Changes to FCA listing rules welcomed but government must 'address wrinkles'

Regulation

Changes to FCA listing rules welcomed but government must 'address wrinkles'

Retail investors need 'greater protection'

clock 02 December 2021 • 4 min read
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