FOI from Professional Adviser
CFDs are complex, high-risk instruments
Consolidation, DB transfers and PROD
Retiring from regulation
Temporary permissions regime if needed
Artemis IM, Hargreave Hale, Newton IM, River & Mercantile AM
Marks the end of FCA investigation into CFM
Our video series continues
Up from current £50,000 cap
Short of reaching diversity targets
Risk-based levy still on the cards
Interim report to be published summer 2018
4,000 firms on 'Warning List'
Wife also fined £50,000
Time to raise quality of debate
'Firms determine how to communicate with consumers'
Follows 2011 guidance
Part of 'remedies' suggested in Asset Management Market Study
Proposes to have separate suitability reports
Unclear on charges and advice model
Speaking at annual public meeting
Accessing pension pots early has become ‘the new norm'
New MiFID II rules
Succeeds HSBC CEO António Simões