Fca
'Ensuring healthy competition in the sector': Industry welcomes FCA's Platform Market study
Consultation paper published today
FCA proposes 'in specie' transfers and unit class conversions to improve platform switching
Proposed changes to effect from 31 July 2020
Almost 500 investors in unauthorised collective investment schemes could be due payout - FCA
Returning funds to eligible investors
FCA fines Hargreave Hale and R&M over IPO misconduct scandal while Newton given immunity
Hargreave Hale seeking legal advice
FCA bans adviser brothers convicted of £17m fraud
'Elaborate breach of trust'
FCA closes long-term 'fair treatment' investigation of life companies
Following 2016 thematic review
Hargreaves Lansdown sees record £7.6bn net new business in 2017-18
'Client service key to structural growth'
FCA to publish voluntary cost disclosure templates in autumn
Institutional Disclosure Working Group
IA members outline key Brexit priorities two years on from EU referendum
UK still negotiating details of withdrawal agreement
FCA study: 40% of people trust financial advisers
Less feel financial firms 'honest and transparent'
Franklin Templeton's Xavier: More education needed on ETF liquidity
MiFID II 'a positive'
FCA confirms providers will stump up 25% of adviser FSCS bill
'Vast majority' of providers 'strongly disagreed'
Capita pays FCA £51m over Connaught UCIS investments
Part of up to £66m in compensation to investors
FCA has 'no immediate plans' to deal with pre-RDR trail commission
Opened consultation on issue last June
CMA: Investment consultants fail to add value in product recommendations
Ongoing investigation
Cost disclosure template could be ready by April
Building 'awareness and understanding'
FCA receives more than 1,500 MiFID II queries in six months
FOI from Professional Adviser
FCA uncovers 'significant client risk' in retail CFD market
CFDs are complex, high-risk instruments
Rory Percival: Three regulation areas to watch in 2018
Consolidation, DB transfers and PROD
FCA financial advice director Linda Woodall exits
Retiring from regulation
FCA anticipates passporting will continue after Brexit date
Temporary permissions regime if needed
FCA: Four asset managers 'may have broken competition law'
Artemis IM, Hargreave Hale, Newton IM, River & Mercantile AM
Capita FM censured and ordered to pay £66m to Connaught investors
Marks the end of FCA investigation into CFM
Meet the Adviser Champions: RSMR's Geoff Mills
Our video series continues
