FCA

The Financial Conduct Authority (FCA) has issued a warning against a commodity firm it believes is providing financial services without authorisation.

The Financial Conduct Authority (FCA) has handed Deutsche Bank a £227m fine, its largest ever for LIBOR and EURIBOR-related misconduct, because the bank tried to hamper investigations by misleading the regulator.

Finalists revealed

The regulator has frozen the assets of a property fund that it suspects is an elaborate scam.

The Financial Conduct Authority (FCA) has hit Merrill Lynch International (MLI) with the largest ever fine imposed for transaction reporting failures.

A UK futures trader has been accused by US authorities of contributing to the 2010 'flash crash' which saw the Dow Jones plunge 600 points in five minutes.

A former professional indemnity insurance broker has been banned by the regulator for giving forged evidence and lying to the High Court.

'Wealth managers are at the mercy of fund managers on costs'

The Financial Conduct Authority (FCA) has fined BNY Mellon £126m for failing to comply with rules ensuring the safe custody of client assets.

Research and ratings group Rayner Spencer Mills Research (RSMR) has launched a range of model portfolios for directly authorised small advisory firms.