The Financial Conduct Authority (FCA) has sent out 4,600 letters to advisory firms asking them how much it would cost to implement the Markets in Financial Instruments Directive (MiFID II).
FCA to conduct further research
When the FCA announced recently it was going to look into the issue of the soft-closing of funds I was tempted to say "better late than never".
Potential problems for investors
The Financial Conduct Authority (FCA) is investigating thousands of annuities sold since 2008 to see if they were unsuitable for savers.
Average age of advisers edging up
Sessions led by industry experts
Rathbone Unit Trust Management chief executive Mike Webb has urged advisers to consider the sustainability of fund performance when doing their due diligence, as he warned there is "still too much herding" going on in the market.
Charges currently 'not fair' for large wealth managers