FCA

Regulation

FCA eyes enforcement shake-up

Will consult on penalty payments and enforcement policy

clock 21 March 2018 • 2 min read

Regulation

Gosling's Grouse: Closet compensation

Critics of active investing had a field day recently when the FCA announced a group of investors were getting £34m in 'compensation' from so-called closet tracker funds.

clock 14 March 2018 • 3 min read

Financial services

Cost disclosure template could be ready by April

Building 'awareness and understanding'

clock 12 March 2018 • 3 min read

Regulation

FCA: Cultural change needed to rebuild trust in financial services

'Despite record fines, increasing investigations and an expanding compliance industry, misconduct remains'

clock 12 March 2018 • 3 min read

People moves

GAM recruits head of compliance from FCA

Newly created role

clock 12 March 2018 • 1 min read

Regulation

Calls on FCA for greater transparency as investors could be unaware of closet tracker compensation

Asset managers paid out £34m to investors

clock 06 March 2018 • 4 min read

Regulation

FCA bans ex-Co-op Bank chair Flowers; Treasury launches review into bank's collapse

'Lack of integrity'

clock 06 March 2018 • 3 min read

Regulation

Editor's View: Fund groups must get their houses in order as FCA fires warning shot on closet trackers

Asset managers pay out £34m in compensation

clock 05 March 2018 • 4 min read

Regulation

Asset managers pay out £34m compensation after FCA action on 'closet trackers'; Provider faces enforcement action

Follows criticism in Asset Management Market Study

clock 05 March 2018 • 3 min read

Regulation

BoE eyes crypto regulation

'The time has come to hold the crypto-asset ecosystem to the same standards as the rest of the financial system'

clock 02 March 2018 • 3 min read
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